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| Program Name: |
International Program on Surveillance, Risk Management & Securities Settlement |
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| Objectives: |
Surveillance, Risk Management and Securities Settlement have emerged as critical factors for successful functioning of stock exchanges in the background of growing integration of domestic markets with global finance and also harmonization of best practices in securities markets.
The program is envisaged to explain various facets of Surveillance, Risk Management and Securities Settlement and equip the participants with assessing, monitoring and managing these aspects with greater efficiency and efficacy. |
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| Content: |
Introduction to Risk Management
- The risk management framework
- Overview of different types of risk
- Current trends in Capital Markets
Credit Risk Management
- Defining credit risk
- Counterparty risk
- Default risk
- Settlement risk
- How collateral management can help reduce risk
- Describing the credit rating process
Market Risk Management
- Defining market risk
- Identifying risk sensitivity
- Liquidity
- Volatility
- Managing Risk using VAR method
- Stress Testing
Operational Risk Management
- Defining Operational Risk
- Assessing various ways to monitor ad control operational risk
- How to integrate market risk with operational risk
Risk Measurement Tools
- Historical Simulation
- Variance from mean
- VAR
Identifying Areas to Effectively Implement Manage and Control Risk
- Integration of online monitoring with offline monitoring
- Case Study of major market movements
- Capital adequacy norms
Clearing an Settlement Procedures
- Settlement cycles
- Margins and Margining Management
- Collateral Management
- Risk Management through use of Trading Platforms
Inspection
- KYC Norms
- Money Laundering
- Risk Management profile of clients
- Process Audit
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| Target Audience: |
Senior to Mid Level Officials from the Regulator, Securities Market Commission, Stock Exchanges, Central and Commercial Banks, Financial Institutions, Broking Houses, Corporates and other Financial Services.
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| Program Date: |
12th to 15th March 2012 |
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| Duration & Timing: |
4 Days,
9.30 am to 5.30 pm |
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| Program Fees: |
US$ 2800 (Includes single room accommodation in a reputed star hotel, local transportation from hotel to the training venue and back, study materials, lunch & refreshments and field visits / walk and talk tours at reputed financial organizations).
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Last Date for
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22nd February, 2012 |
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Program
Coordinator
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Vispi Rusi Bhathena
For further details regarding contents,
E-mail: training@bseindia.com |
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