Certificate Program on Mutual Funds


The program aims to provide participants with useful and keen insights on various aspects of the functioning of the mutual fund industry.

The key objectives of this program are:
  • To provide knowledge about the management of mutual funds
  • To provide an understanding of the complexities of mutual fund functions, both internally and externally
  • To provide participants with the knowledge of risks and rewards of investing in mutual funds
  • To equip participants to pass the AMFI Certification Test
  • Day 1
    1. Evolution and Regulatory Framework Governing the Mutual Funds Industry 2. Investing in Mutual Funds
    The Concept and Role of Mutual Funds Investing in Mutual Funds: Understanding the Process, Investment Objective
    Fund Structures, Organisation and Constituents Prospectus / Offer Document and Key Information Memorandum
    Legal and Regulatory Environment Processes, Rights and Obligations for Investors
    3. Portfolio Management using Comparative Analysis
    Equity Markets and Mutual Funds
    Debt Markets and Mutual Funds
    Derivatives Markets and Mutual Funds
    Investment Policy
    Restrictions on Investments

    Day 2
    4. NAV, Pricing, Valuation, Accounting & Taxation 5. Measuring and Evaluating Mutual Fund Performance
    NAV Concepts and Pricing Risk and Performance Evaluation
    Accounting Measuring Returns
    Valuation Norms for Securities Tracking Mutual Funds Performance
    Reporting and Disclosure Norms

    Day 3
    7. Helping Investors with Financial Planning using Mutual Funds
    Concept of Financial Planning for the Investors Life Cycle and Wealth Cycle stages
    Need for Financial Planning Investment Products
    Basis of Financial Planning Financial Planning Strategies for Investors
    8. SIP (Systematic Investment Plan) & Developing Model Portfolio using Product Mix
    Financial Planning Strategies & Tools Comparison of Investments from available products
    Asset Allocation- The Strategic Tool and Model Portfolio Selecting the Right Investment Products for Investors
    Recommending Financial Planning Strategies for Investors Fund Selection from available products

    Day 4
    9. Risk Management Associated with the Mutual Funds Industry 10. Marketing, Distribution, Sales & Investor Services related to Mutual Funds
    Helping Investors Understand Risks in Fund Investing Design of Mutual Fund Products
    Investment Philosophy Who can invest in Mutual Funds in India?
    Recommending the Model Portfolio and Selecting the Right Funds Investor Services - Application, Redemption, Investment Plans & Services
    Strategies & "How to make Mutual Funds work for you" Marketing of Mutual Funds Products
    11. AMFI Code of Conduct - Ethics and Best Practices Fund Distribution Channels
    Sales Practices

    Participants attending the entire course shall be eligible to receive Participation Certificate from the BSE Institute Ltd.
  • Investors
  • Distributors of Mutual Funds
  • UTI agents and other Mutual Fund agents
  • Employees of Mutual Funds
  • Brokers
  • Sub-brokers
  • Financial Intermediaries and Investment Consultants Executives in Asset Management Companies
  • Portfolio Managers & Investment Advisors
  • 4 days (only on Saturdays and Sundays)
    10.00 am to 5.30 pm

    Rs.16,368.00 + Applicable Taxes per participant inclusive of tuition fees, and (morning / evening) refreshments only.

    For further details regarding contents,
    E-mail: training@bseindia.com