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Post Graduate Diploma in Regulatory Compliance Management


  • Level : Professional
  • Mode : Online
  • Eligibility : Graduate
  • Duration : 1 Year
  • Location : Mumbai
  • Batch Starts : TBA

Course Description

Post Graduate Diploma in Regulatory Compliance Management is a 1 year online Live Interactive program, enabling candidates to develop effective compliance risk management processes and provide guidance regarding regulatory responsibilities.

The key responsibilities of a Compliance Management Officer include making an impact in the following three key areas:

  • Plan, direct, or coordinate activities of the business to ensure compliance with ethical or regulatory standards
  • Direct the internal investigation of possible compliance issues
  • Assess product, compliance or operational risks and corresponding develop risk management strategies
To know more

Objective of the Course

  • Learn to design and implement compliance risk management frameworks
  • Define, assess, maintain and advise on the regulatory universe
  • Develop, facilitate compilation of and review compliance risk management plans
  • Conduct compliance monitoring
  • Compile and submit internal and external compliance reports
  • Interact with industry regulators, supervisors and stakeholders

Course Syllabus

  • Compliance Principles
  • Enterprise-wide Risk Management Principles
  • Compliance Risk Management Planning
  • Maintaining the Regulatory Universe
  • Implementing compliance Risk Management Frameworks
  • Compliance Monitoring
  • Compliance reporting
  • Structuring a Compliant Organization

Partner / University

Post Graduate Diploma in Regulatory Compliance Management is a 1 year online Live Interactive program, awarded by Maharashtra National Law University, Mumbai & BSE Institute Maharashtra National Law University Mumbai, established under the Maharashtra National Law University Act, is one of the premier National Law Universities in India. The Act envisaged to establish National Law University in Maharashtra to impart advanced legal education and promote society-oriented research in legal studies for the advancement of the societal life of the people in the country www.mnlumumbai.edu.in/


Key Takeaways

  • Get awarded with Post Graduate Diploma in Regulatory Compliance Management from Maharashtra National Law University, Mumbai & BSE Institute
  • Live Interactive Online session.
  • Gain in-depth knowledge of designing and implementing compliance risk management frameworks
  • Get equipped with conducting compliance monitoring.
  • Learn practical aspects concerning Regulatory Compliance Management.
  • Get trained my eminent Industry experts and interact with industry regulators.

Program Highlights


300+ world class practitioners
as faculty members

Our trainers and coaches are experts in their fields of study, with intensive knowledge
and industry experience that guide
their teaching methodologies.


Cutting edge curriculum

Each course is designed by industry-experts aligned to market demand.


Learning Design

Learn what is necessary, experiential
and hands on.


Globally recognized

Certifications recognized not just in
India but globally.


Gateway to International opportunities

Build your learning credentials and use them for pathways to International Universities.


Iconic Campus

Iconic building and a place to meet merchant bankers regulators, market gurus to expand your network.

Participant Testimonials