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Post Graduate Diploma in Regulatory Compliance Management


  • Level : Intermediate
  • Mode : Classroom
  • Eligibility : 12th Pass
  • Duration : 3 Years
  • Location : Kolkata
  • Batch Starts : August 2023

Course Description

Post Graduate Diploma in Regulatory Compliance Management is a one year online course offered by BSE Institute Ltd and Maharashtra National Law University (MNLU). With regulatory enforcement on the rise, businesses must hire Compliance Officers at all levels of management to build effective compliance risk management systems and provide regulatory assistance. Compliance and risk management are essential topics that are interesting to many organisations today, with increased attention from certain areas such as the government sector. This compliance management course will cover the important elements of effective organisational compliance by exploring the theories and tactics for identifying risks and managing the whole compliance aspect of a firm. The academic curriculum of this compliance management course begins with the very basics which form the core of compliance, such as enterprise compliance management principles, maintaining the regulatory universe, designing compliance frameworks and dives deep into compliance activities such as monitoring, implementing, reporting and maintaining an overall compliant organization.


Student with minimum 60% score in graduation

Student should have scored atleast 60% in their graduation

Student with graduation certificate from recognized Board

Graduates of any background from a recognized University can apply

Student and working professional can apply

Working professionals can also apply.

Admission Process

Fill out the application form online at Click here or collect the form from our BSE Institute Limited in Mumbai.

Give online aptitude test

Appear for the online aptitude test, where your basic competency will be tested and gauged.

Get selected for interview

Get shortlisted for a personal interview round. There will be two interview rounds - with BSE Institute Ltd and IIT Patna

Acknowledge offer letter and confirm your admission

Acknowledge the offer letter online and confirm your admission

Course Curriculum

  • Compliance Principles
  • Enterprise-wide Risk Management Principles
  • Compliance Risk Management Planning
  • Maintaining the Regulatory Universe
  • Implementing compliance Risk Management Frameworks
  • Compliance Monitoring
  • Compliance reporting
  • Structuring a Compliant Organization

Job Prospects

The influx of new and updated rules, regulations, and legislation in financial services, healthcare, telecommunications, and other industries has increased the demand for qualified and ethical employees. Here are some career paths one can pursue after completing their Post Graduate Diploma in Regulatory Compliance Management:

You can get a job in Compliance Management
Compliance Management

Compliance Management ensures that a firm operates legally and ethically while reaching its business objectives.

You can get a job in Compliance Analysis
Compliance Analysis

Compliance analysis verifies that an organization's operations and procedures are in accordance with government and industry standards.

You can get a job in Legal Analysis
Legal Analysis

Legal analysis helps organisations analyse their legal documentation to guarantee compliance with applicable laws and regulations.

You can get a job in Compliance Risk Analysis
Compliance Risk Analysis

Risk and compliance analysts are in charge of detecting, assessing, and managing hazards in a company. They analyse data to detect potential risk factors or compliance violations.

Partner / University

LL.M. in Insolvency Law is a 1 year online Live Interactive program, awarded by Maharashtra National Law University, Mumbai & BSE Institute Maharashtra National Law University Mumbai, established under the Maharashtra National Law University Act, is one of the premier National Law Universities in India. The Act envisaged to establish National Law University in Maharashtra to impart advanced legal education and promote society-oriented research in legal studies for the advancement of the societal life of the people in the country. www.mnlumumbai.edu.in/


Program Highlights

Iconic Campus of BSE institute ltd

Iconic Campus

Learn where the action is!

Industry-expert designed courses tailored to market demand

Cutting edge curriculum

Each course is designed by industry-experts aligned to market demand.

Learning Design

Learning Design

Learn what is necessary, experiential
and hands on.

Globally recognized certificate

Globally recognized

Certifications recognized not just in
India but globally.

Gateway to International opportunities

Gateway to International opportunities

Build your learning credentials and use them for pathways to International Universities.

Our expert faculties

Expert faculties

Our trainers and coaches are experts in their fields of study, with intensive knowledge
and industry experience that guide
their teaching methodologies.

Student voices


Sister Nivedita University
IIT Madras
St. Xavier College, Ranchi
Teerthankar Mahavir University (TMU)
University of Petroleum & Energy Studies (UPES) School of Business
IIM Lucknow
University of Otago
Western Sydney University, Australia
Dublin City University, Ireland
University of Canterbury, New Zealand
Gannon University, USA
Ohio University, USA
Chitkara University
Simon Fraser University, Canada
Homi Bhabha State University (HBSU)
Mumbai University
Techno India Group
IU International University of Applied Sciences, Germany
Rennes School of Business, France
Shaheed Sukhdev College of Business Studies
Manav Rachna Vidyantariksha
GLA University
Sister Nivedita University


BNP Paribas
Morgan Stanley
Axis Bank
Motilal Oswal
V Createk
Standard Chartered Bank
Angel Broking
Anand Rathi


Q. What is a Post graduate diploma in Regulatory Compliance Management?

Post Graduate Diploma in Regulatory Compliance Management is a 1 year online Live Interactive program, enabling candidates to develop effective compliance risk management processes and provide guidance regarding regulatory responsibilities. The program is designed to help students develop, facilitate compilation of and review compliance risk management plans and to let students learn to design compliance risk management frameworks.

As firms scramble to meet a slew of consumer-focused compliance mandates, the demand for compliance officers rises across industries. According to statistics, the demand for Compliance specialists is expected to increase by 18% by 2030.

In the finance, healthcare, banking and other industries, there is an increasing demand for skilled compliance professionals. As the regulatory landscape in these industries becomes more complicated, compliance specialists play an important role in assisting organisations in interpreting and applying rules in order to operate within the confines of the law. Professionals interested in exploring career paths in regulatory and risk compliance are in high demand. In these times of skill shortages, studying a Regulatory Compliance management course is an excellent way to develop compliance skills and a career in the area.

BSE Institute Ltd has been a frontrunner in providing top notch expertise in finance, business law, management, data science and other domains with knowledge garnered over three decades from Bombay Stock Exchange Ltd. So if you're keen on establishing a promising career in business compliance, then BSE Institute Ltd is the right choice for you.

The enrollment process for Post graduate diploma in Regulatory Compliance Management is as under:

  • Pay the application fee online and download the application form.
  • Fill up the application form online and submit the required documents.
  • After document verification done by Maharashta National Law University, an offer letter would be sent for acknowledgement.

TThe eligibility criteria for Post graduate diploma in Regulatory Compliance Management is:

  • Graduates in any field from a recognized University with minimum 50%.
  • Experienced candidates can also apply.

The Post graduate diploma in Regulatory Compliance Management is an online interactive live course with lectures conducted by domain experts. Since the lectures are online, the course can be pursued remotely.

The Post graduate diploma in Regulatory Compliance Management is a one year online program spanning across two semesters.